News, Comment & Analysis results for Compliance, Legal and Regulation

Compliance
26 March 2024

"De-Banking": Where Are We Now? 

A law firm looks back at last summer's blaze of controversy over the "de-banking" of a prominent UK...

Compliance
25 March 2024

Setting Boundaries: Privacy, Transparency Debated In Monaco

Privacy is under assault. Although there have been a few victories, AI, political pressures about...

Compliance
21 March 2024

Cross-Border Marketing: Do Regulators Accept “License Borrowing”?

This article demonstrates that one of the largest hurdles our alternative investment fund manager...

Compliance
19 March 2024

OECD Gives Mixed Scorecard On Luxembourg's Anti-Bribery Regime

The organisation praised some of the steps that Luxembourg has taken, but it made it clear that...

Compliance
15 March 2024

US Settles Sanctions Case With Swiss Bank

In three episodes, the firm processed 873 securities-related transactions – totaling $30,409,488...

Compliance
15 March 2024

EFG International Settles Sanctions Cases With US

In three episodes, the firm processed 873 securities-related transactions – totalling...

Legal
13 March 2024

Navigating Pension Sharing In Divorce: Legal Precedents, Guidance And Implications

Pension sharing is a common part of financial settlement in divorce. This article walks the reader...

Compliance
13 March 2024

Singapore Puts Chinese Wealth Under Sharper Focus – Report

After a rush of new single family offices setting set up in the city-state in recent years, there...

Compliance
11 March 2024

Jersey Says Registry "Vulnerability" Found

The practice of holding registers of company and other information in international financial...

Compliance
8 March 2024

Proposed AML Changes For Advisors – What Wealth Industry Needs To Know

This article – from law firm Squire Patton Boggs – charts important new developments in the...

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
26 March 2024

"De-Banking": Where Are We Now? 

A law firm looks back at last summer's blaze of controversy over the "de-banking" of a prominent UK...

Compliance
25 March 2024

Setting Boundaries: Privacy, Transparency Debated In Monaco

Privacy is under assault. Although there have been a few victories, AI, political pressures about...

Compliance
21 March 2024

Cross-Border Marketing: Do Regulators Accept “License Borrowing”?

This article demonstrates that one of the largest hurdles our alternative investment fund manager...

Compliance
19 March 2024

OECD Gives Mixed Scorecard On Luxembourg's Anti-Bribery Regime

The organisation praised some of the steps that Luxembourg has taken, but it made it clear that...

Compliance
15 March 2024

US Settles Sanctions Case With Swiss Bank

In three episodes, the firm processed 873 securities-related transactions – totaling $30,409,488...

Compliance
15 March 2024

EFG International Settles Sanctions Cases With US

In three episodes, the firm processed 873 securities-related transactions – totalling...

Legal
13 March 2024

Navigating Pension Sharing In Divorce: Legal Precedents, Guidance And Implications

Pension sharing is a common part of financial settlement in divorce. This article walks the reader...

Compliance
13 March 2024

Singapore Puts Chinese Wealth Under Sharper Focus – Report

After a rush of new single family offices setting set up in the city-state in recent years, there...

Compliance
11 March 2024

Jersey Says Registry "Vulnerability" Found

The practice of holding registers of company and other information in international financial...

Compliance
8 March 2024

Proposed AML Changes For Advisors – What Wealth Industry Needs To Know

This article – from law firm Squire Patton Boggs – charts important new developments in the...