News, Comment & Analysis results for Swiss Financial Market Supervisory Authority

Compliance
31 October 2023

Compliance Corner: Monetary Authority Of Singapore, Hong Kong SFC

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Financial Results
25 April 2023

Credit Suisse Q1 Figures Underscore Financial Pains; UBS Risk Chief Delays Departure

Credit Suisse, while still reporting separate results as the UBS takeover goes ahead, yesterday...

Banking Crisis
27 March 2023

FINMA Itemises Credit Suisse's Bond Write-Down

Last week the Swiss regulator put numbers on the write-downs of Additional Tier 1 bonds that Credit...

Banking Crisis
24 March 2023

OPINION OF THE WEEK: Credit Suisse's Demise Puts Focus Back On Liquidity, Strength

I take a look at some of the implications of the Credit Suisse story, and what it means in terms of...

Financial Results
1 March 2023

Regulator Concludes Actions Against Credit Suisse Over Greensill Saga

The watchdog referred to how the bank had made serious breaches of risk management obligations....

People Moves
2 November 2022

EFG Makes Executive, Boardroom Changes

The Zurich-based business has announced a number of boardroom and C-suite changes. ...

Compliance
21 October 2021

Credit Suisse Settles With US, Switzerland And UK Over Mozambique Deals

The settlements resolve probes into the bank’s arrangement of loan financing for Mozambique state...

Legal
25 January 2021

Regulator Starts, Cancels Proceedings Vs Senior Julius Baer Figures

The Swiss regulator is to start proceedings in one case and has decided to halt another, while also...

Compliance
18 June 2020

Updated Summary Of Miscreants In Global Financial Industry

Here is an updated list of banks and other firms that have been punished for various offences, such...

People Moves
21 February 2020

Who's Moving Where In Wealth Management? - SingAlliance

The latest senior moves in and around the Asia-Pacific region's wealth management sector. ...

Comment & Analysis results for Swiss Financial Market Supervisory Authority