News, Comment & Analysis results for Compliance, Legal and Regulation
NatWest CEO Resigns Amid Coutts "De-Banking" Saga
The departure of the CEO shows how removing an account from the political and media figure has...
Credit Suisse Resolves Archegos Case
As an aside to the losses, the Archegos affair also led to calls for single-family offices to be...
Credit Suisse Resolves Archegos Saga
Payments to US and UK authorities, at a total of $388 million, are to be made to draw a line under...
OPINION OF THE WEEK: The UK's New Consumer Duty
Here are my brief thoughts about the new UK Consumer Duty system, which is due to take effect at...
Clock Ticks Louder For UK Advisors As Consumer Duty Looms – Multrees
We talk to the UK firm – an outsourced platform encompassing global custody, digital technology...
Coutts Closed Politician's Account, Reportedly Citing "Values"; Bank Apologises
New reports of the reasons given for closing this politician's account beg the question of where...
Domestic Surrogacy Law Reform: Enough Without International Cooperation?
Domestically-focused proposals about surrogacy law in the UK are important, but can they work...
Compliance Corner: Taiwan, M&G Investments
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Art Market Goes Digital: Risk, Opportunity, And Regulatory Concerns For Wealth Managers
The authors argue that while NFTs offer exciting opportunities for investment, they also present...
“De-banking” – Why This Is A Growing Concern
As more cases have come to light about the "de-banking" phenomenon in the UK, this article from...
Comment & Analysis results for Compliance, Legal and Regulation
NatWest CEO Resigns Amid Coutts "De-Banking" Saga
The departure of the CEO shows how removing an account from the political and media figure has...
Credit Suisse Resolves Archegos Case
As an aside to the losses, the Archegos affair also led to calls for single-family offices to be...
Credit Suisse Resolves Archegos Saga
Payments to US and UK authorities, at a total of $388 million, are to be made to draw a line under...
OPINION OF THE WEEK: The UK's New Consumer Duty
Here are my brief thoughts about the new UK Consumer Duty system, which is due to take effect at...
Clock Ticks Louder For UK Advisors As Consumer Duty Looms – Multrees
We talk to the UK firm – an outsourced platform encompassing global custody, digital technology...
Coutts Closed Politician's Account, Reportedly Citing "Values"; Bank Apologises
New reports of the reasons given for closing this politician's account beg the question of where...
Domestic Surrogacy Law Reform: Enough Without International Cooperation?
Domestically-focused proposals about surrogacy law in the UK are important, but can they work...
Compliance Corner: Taiwan, M&G Investments
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Art Market Goes Digital: Risk, Opportunity, And Regulatory Concerns For Wealth Managers
The authors argue that while NFTs offer exciting opportunities for investment, they also present...
“De-banking” – Why This Is A Growing Concern
As more cases have come to light about the "de-banking" phenomenon in the UK, this article from...