News, Comment & Analysis results for Compliance, Legal and Regulation
Tycoon's Tangled Trust, Foundation Moves Create New Legal Waves
The cases of a European wine and beer industry businessman, who has been accused of using trusts...
The EU Artificial Intelligence Act: Effects On Wealth Management And Beyond – Part 2
This is the second in a three-part series examining how new European Union rules affecting...
Bridging Risk-Based And Uncertainty-Based Approaches To AML/CFT Compliance – Part 2
In this article – the second of two parts – the author looks at two broad approaches to...
Bridging Risk-Based And Uncertainty-Based Approaches To AML/CFT Compliance – Part 1
In this article – the first of two parts – the author looks at two broad approaches to...
Consumer Duty Creates "Perfect Storm" For Wealth Management M&A
This article takes a look at how the new regime in the UK could fuel mergers and acquisitions and...
Digital Assets Legal Reform – Is It Really Necessary?
Jurisdictions around the world are looking at how to regulate digital assets. The UK has set out...
The Best Of 2023 So Far: The Power Of Nuptial Agreements In English Courts
We re-run some of the top features from earlier in the year during this vacation period. ...
SJP Fee Changes Example Of What UK Consumer Duty Could Bring – Broker
The Consumer Duty regime in the UK is now up and running, and a brokerage tries to work out what...
Banking For Politically Exposed Persons In UK: Change On Horizon?
While there are proposals by the UK government to change the law on PEPs, and possibly remove some...
UK Divorce Ruling Over Case When A Party Dies – More Reactions
A ruling by the UK Supreme Court against a claim to pursue financial relief during or after divorce...
Comment & Analysis results for Compliance, Legal and Regulation
Tycoon's Tangled Trust, Foundation Moves Create New Legal Waves
The cases of a European wine and beer industry businessman, who has been accused of using trusts...
The EU Artificial Intelligence Act: Effects On Wealth Management And Beyond – Part 2
This is the second in a three-part series examining how new European Union rules affecting...
Bridging Risk-Based And Uncertainty-Based Approaches To AML/CFT Compliance – Part 2
In this article – the second of two parts – the author looks at two broad approaches to...
Bridging Risk-Based And Uncertainty-Based Approaches To AML/CFT Compliance – Part 1
In this article – the first of two parts – the author looks at two broad approaches to...
Consumer Duty Creates "Perfect Storm" For Wealth Management M&A
This article takes a look at how the new regime in the UK could fuel mergers and acquisitions and...
Digital Assets Legal Reform – Is It Really Necessary?
Jurisdictions around the world are looking at how to regulate digital assets. The UK has set out...
The Best Of 2023 So Far: The Power Of Nuptial Agreements In English Courts
We re-run some of the top features from earlier in the year during this vacation period. ...
SJP Fee Changes Example Of What UK Consumer Duty Could Bring – Broker
The Consumer Duty regime in the UK is now up and running, and a brokerage tries to work out what...
Banking For Politically Exposed Persons In UK: Change On Horizon?
While there are proposals by the UK government to change the law on PEPs, and possibly remove some...
UK Divorce Ruling Over Case When A Party Dies – More Reactions
A ruling by the UK Supreme Court against a claim to pursue financial relief during or after divorce...