News, Comment & Analysis results for Securities and Futures Commission

Asset Management
1 February 2023

KPMG Smiles On China's Loosening Of Controls

KPMG China has released a new report this week – Asset Management and Private Equity 2023 Outlook...

ESG
7 December 2022

APAC Wealth Managers' Revenue Opportunity From ESG Investing – Study

Despite fast-growing stakeholder interest in ESG, Asian asset managers trail far behind their...

Compliance
9 November 2022

Compliance Corner: The Latest Tech News – Hong Kong's SFC, Victory Securities

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

M and A
18 October 2022

Singapore-Based Digital Wealth Player Completes Carret Transaction

The purchase of a majority stake in Hong Kong's Carret brings together Endowus, Lumen Capital...

Compliance
26 July 2022

Compliance Corner: Hong Kong's SFC

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
21 June 2022

Compliance Corner: Hong Kong

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

People Moves
17 May 2022

Who's Moving Where In Wealth Management? – Value Partners, Silverhorn

The latest moves and appointments in the Asia-Pacific wealth management industry. ...

Compliance
14 April 2022

Compliance Corner: Hong Kong's SFC, Singapore's MAS

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
31 January 2022

Compliance Corner: Chinese IPO Market, SFC, Citigiroup

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Comment & Analysis results for Securities and Futures Commission