News, Comment & Analysis results for Compliance, Legal and Regulation

Legal
7 September 2023

In Dispute: When Battles Over Art Go Public

The problems caused by the financial difficulties or misconduct of art dealers can be far reaching....

Compliance
6 September 2023

UK Regulator Reviews Politically Exposed Persons Regime

Recent controversies about banks' and financial services firms' "de-banking" a former political...

Compliance
5 September 2023

HSBC Wins Chinese Regulatory Go-Ahead Over Brokerage Arm

There may have been unflattering economic and financial stories about China recently, but the...

Compliance
1 September 2023

OPINION OF THE WEEK: Time For A “PEP Talk”

While the immediate heat has gone from the story, the implications for compliance and client...

Compliance
1 September 2023

OPINION OF THE WEEK: Time For A “PEP Talk”

While some of the immediate heat has gone from the story, the implications for compliance and...

Compliance
31 August 2023

SEBA Bank Moves Closer To Hong Kong Licence

The bank, which says it straddles conventional and digital assets banking markets, has already...

Legal
31 August 2023

Learning The Legal Lessons From “Succession”

In this detailed analysis of legal questions generated by the HBO television drama, law firm Squire...

Legal
30 August 2023

Learning The Legal Lessons From “Succession”

In this detailed analysis of legal questions generated by the HBO television drama, law firm Squire...

Legal
29 August 2023

Tycoon's Tangled Trust, Foundation Moves Create New Legal Waves

The cases of a European wine and beer industry businessman, who has been accused of using trusts...

Legal
28 August 2023

Tycoon's Tangled Trust, Foundation Moves Create New Legal Waves

The cases of a European wine and beer industry businessman, who has been accused of using trusts...

Comment & Analysis results for Compliance, Legal and Regulation

Legal
7 September 2023

In Dispute: When Battles Over Art Go Public

The problems caused by the financial difficulties or misconduct of art dealers can be far reaching....

Compliance
6 September 2023

UK Regulator Reviews Politically Exposed Persons Regime

Recent controversies about banks' and financial services firms' "de-banking" a former political...

Compliance
5 September 2023

HSBC Wins Chinese Regulatory Go-Ahead Over Brokerage Arm

There may have been unflattering economic and financial stories about China recently, but the...

Compliance
1 September 2023

OPINION OF THE WEEK: Time For A “PEP Talk”

While the immediate heat has gone from the story, the implications for compliance and client...

Compliance
1 September 2023

OPINION OF THE WEEK: Time For A “PEP Talk”

While some of the immediate heat has gone from the story, the implications for compliance and...

Compliance
31 August 2023

SEBA Bank Moves Closer To Hong Kong Licence

The bank, which says it straddles conventional and digital assets banking markets, has already...

Legal
31 August 2023

Learning The Legal Lessons From “Succession”

In this detailed analysis of legal questions generated by the HBO television drama, law firm Squire...

Legal
30 August 2023

Learning The Legal Lessons From “Succession”

In this detailed analysis of legal questions generated by the HBO television drama, law firm Squire...

Legal
29 August 2023

Tycoon's Tangled Trust, Foundation Moves Create New Legal Waves

The cases of a European wine and beer industry businessman, who has been accused of using trusts...

Legal
28 August 2023

Tycoon's Tangled Trust, Foundation Moves Create New Legal Waves

The cases of a European wine and beer industry businessman, who has been accused of using trusts...