News, Comment & Analysis results for Compliance, Legal and Regulation
Spain To Axe "Golden Visa" System – Media
In recent years, the market for so-called "golden visas" has risen, catering for a desire by HNW...
Compliance Corner: Switzerland To Revamp Rules A Year After Credit Suisse Saga – Report
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Washington Regulators Scrutinize Big Three Asset Managers Over Bank Holdings – Report
The topic raises questions about how responsive modern financial capitalism is to the views of end...
More OECD States Turn Screws On Corruption, But Monitoring Is Uneven – Study
The Paris-based group has noted how member countries are moving to fight bribery and corruption,...
Compliance Corner: UK Reinstates Private Market Investment Thresholds
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Compliance Corner: Switzerland Punishes Banque Audi (Suisse) Over AML Failings
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
"De-Banking": Where Are We Now?
A law firm looks back at last summer's blaze of controversy over the "de-banking" of a prominent UK...
Setting Boundaries: Privacy, Transparency Debated In Monaco
Privacy is under assault. Although there have been a few victories, AI, political pressures about...
Cross-Border Marketing: Do Regulators Accept “License Borrowing”?
This article demonstrates that one of the largest hurdles our alternative investment fund manager...
OECD Gives Mixed Scorecard On Luxembourg's Anti-Bribery Regime
The organisation praised some of the steps that Luxembourg has taken, but it made it clear that...
Comment & Analysis results for Compliance, Legal and Regulation
Spain To Axe "Golden Visa" System – Media
In recent years, the market for so-called "golden visas" has risen, catering for a desire by HNW...
Compliance Corner: Switzerland To Revamp Rules A Year After Credit Suisse Saga – Report
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Washington Regulators Scrutinize Big Three Asset Managers Over Bank Holdings – Report
The topic raises questions about how responsive modern financial capitalism is to the views of end...
More OECD States Turn Screws On Corruption, But Monitoring Is Uneven – Study
The Paris-based group has noted how member countries are moving to fight bribery and corruption,...
Compliance Corner: UK Reinstates Private Market Investment Thresholds
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Compliance Corner: Switzerland Punishes Banque Audi (Suisse) Over AML Failings
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
"De-Banking": Where Are We Now?
A law firm looks back at last summer's blaze of controversy over the "de-banking" of a prominent UK...
Setting Boundaries: Privacy, Transparency Debated In Monaco
Privacy is under assault. Although there have been a few victories, AI, political pressures about...
Cross-Border Marketing: Do Regulators Accept “License Borrowing”?
This article demonstrates that one of the largest hurdles our alternative investment fund manager...
OECD Gives Mixed Scorecard On Luxembourg's Anti-Bribery Regime
The organisation praised some of the steps that Luxembourg has taken, but it made it clear that...