News, Comment & Analysis results for Compliance, Legal and Regulation
FATF Removes Four Jurisdictions, Including UAE, From Its Compliance "Grey List"
With reputations on the line, being removed from the list is an achievement that such...
A Shift From London As “Divorce Capital Of The World”?
It is unclear whether London will retain its international reputation as a place favoured for its...
FATF Takes Four Jurisdictions, Including UAE, Off Its Compliance "Gray List"
With reputations on the line, being removed from the list is an achievement that such jurisdictions...
Compliance Corner: The Bahamas, European Union "Grey List"
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Cayman Islands' Government Hails List Removal By European Union, FATF
The presence on such lists has been a shadow over the affected jurisdictions, so their removal is a...
Germany's Financial Regulator Tells Deutsche To Tighten Data Processing
The report concerns the banker's transaction-monitoring systems. ...
FCA Probes UK Advisors On Consumer Duty Progress
The Consumer Duty regulatory framework, taking force in 31 July, 2023, is designed to improve...
Compliance Corner: UK Regulator Smacks Down More Financial Adverts
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Satoshi Identity Dispute COPA v Craig Wright – Why It Matters
The actual identity of the person assumed to have created bitcoin, the cryptocurrency, is on the...
Swiss Regulator Updates EAM, Trustee Licences Data
The Swiss EAM and trustees industry has gone through a major regulatory change in recent years....
Comment & Analysis results for Compliance, Legal and Regulation
FATF Removes Four Jurisdictions, Including UAE, From Its Compliance "Grey List"
With reputations on the line, being removed from the list is an achievement that such...
A Shift From London As “Divorce Capital Of The World”?
It is unclear whether London will retain its international reputation as a place favoured for its...
FATF Takes Four Jurisdictions, Including UAE, Off Its Compliance "Gray List"
With reputations on the line, being removed from the list is an achievement that such jurisdictions...
Compliance Corner: The Bahamas, European Union "Grey List"
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Cayman Islands' Government Hails List Removal By European Union, FATF
The presence on such lists has been a shadow over the affected jurisdictions, so their removal is a...
Germany's Financial Regulator Tells Deutsche To Tighten Data Processing
The report concerns the banker's transaction-monitoring systems. ...
FCA Probes UK Advisors On Consumer Duty Progress
The Consumer Duty regulatory framework, taking force in 31 July, 2023, is designed to improve...
Compliance Corner: UK Regulator Smacks Down More Financial Adverts
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Satoshi Identity Dispute COPA v Craig Wright – Why It Matters
The actual identity of the person assumed to have created bitcoin, the cryptocurrency, is on the...
Swiss Regulator Updates EAM, Trustee Licences Data
The Swiss EAM and trustees industry has gone through a major regulatory change in recent years....