People Moves

Who's Moving Where In Wealth Management? - RBC Wealth Management, Investacorp, Tompkins Financial Advisors

Editorial Staff 1 September 2017

Who's Moving Where In Wealth Management? - RBC Wealth Management, Investacorp, Tompkins Financial Advisors

The latest moves in the North America wealth management sector.

RBC Wealth Management
RBC Wealth Management in the US continued its hiring spree by appointing a new financial advisor to the Charlotte branch.

Jared R Smith, managing director – financial advisor, joins the firm from Wells Fargo Advisors.  Smith has more than 15 years of industry experience and manages $145 million in assets with $1.8 million in production.  Also joining RBC with Smith is Rick Ruckart, client associate.

Investacorp
Investacorp, a national independent broker-dealer and RIA, has appointed financial advisor David Charles Miller, the firm said in a statement.

Miller has been a financial advisor for more than 23 years. He specializes in providing wealth management services, including retirement and estate planning as well as investment management, to individuals, families, corporate and institutional clients across the US.

​Tompkins Financial Advisors
Tompkins Financial Advisors has appointed Bob Case as a wealth advisor. He is based at the firm’s office at 119 E. Seneca Street in Ithaca, local media reports have said

Case has 18 years of experience in the financial industry. Prior to joining Tompkins Financial Advisors, he was a business banking relationship manager at M&T Bank.

In his new role at Tompkins, Case is responsible for building new client relationships and identifying the appropriate investment strategies to meet their specific needs.

Tompkins Financial Advisors is the wealth-management arm of Tompkins Financial Corp. 

Register for WealthBriefingAsia today

Gain access to regular and exclusive research on the global wealth management sector along with the opportunity to attend industry events such as exclusive invites to Breakfast Briefings and Summits in the major wealth management centres and industry leading awards programmes