People Moves

Raymond James & Associates Recruits Team From UBS In Maine

Eliane Chavagnon Editor - Family Wealth Report 1 August 2014

Raymond James & Associates Recruits Team From UBS In Maine

Financial advisors Matthew Rogers and Mark Christopher Norton have joined Raymond James & Associates, the traditional employee broker-dealer, in Portland, ME.

Financial advisors Matthew Rogers and Mark Norton have joined Raymond James & Associates, the traditional employee broker-dealer of Raymond James, in Portland, ME.

The Rogers Norton Wealth Management Group joins from UBS Financial Services in Portland, where they managed more than $200 million in client assets and had annual fees and commissions of about $1.9 million.

Rogers began his career in 1991 at Fidelity Brokerage Services before becoming a financial advisor at Prudential Securities in New York. He joined UBS Financial Services in 1996, working as a senior vice president and senior portfolio manager in Portland.

Norton, vice president of investments, began his 12-year financial services career as a quality analyst for J&W Seligman in 2002. He joined UBS Financial Services in 2006, where he worked as a branch analyst, vice president and portfolio manager in Portland.

Joining the team from UBS Financial Services is Adele Jacques, a senior registered sales associate.

The team specializes in managing family endowments and developing multi-generational financial plans.

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